1. Review and keep updated FMIC's Compliance Program.
2. Assesses the state of the company's compliance function and keeps updated with laws, rules and regulations.
3. Liaises with all units/divisions and ensures compliance regulations are adhered to.
4. Ensures prompt dissemination of new regulations and conduct briefing and trainings on new issuances.
5. Consults actively with regulations on compliance issue.
6. Provides advisory services and compliance opinions on regulatory matters.
7. Actively involves in the review of company policies and regulations.
8. Prepares and responds to internal/external regulatory audits and examinations.
9. Manages relationships with Audit, Legal and Risk Divisions.
10. Performs such other tasks and responsibilities as the Division Head shall delegate.
Education: Bachelor's Degree in Business Administration, Management, Economics, Industrial Engineering or other related course. MBA preferred.
Experience: Minimum of 10 years of compliance experience in a financial institution with a senior compliance role.
Knowledge: Knowledgeable in statutory, regulatory requirements and corporate banking, and wealth management activities.
Skills: Strong Communication, analytical and leadership skills, fluent in both English and Filipino, computer literate and proficient in MS Office applications. |
